Compliance: Conformity with the law

Compliance: Conformity with the law

In our view, responsible corporate governance does not only mean adherence to laws, regulations, and standards. It requires a stringent compliance system. We have defined strict rules and guidelines for our staff across the entire spectrum of our areas of activity. Through our conformity with the law, we ensure that the company, its clients and employees are protected as comprehensively as possible.


Conformity with the Law

NMLS Consumer Access:
NMLS® Consumer Access, a free service for consumers to confirm that the
financial-services company or professional with whom they wish to conduct
business is authorized to conduct business in their state
The Consumer Financial Protection Bureau (CFPB) is an independent agency
of the United States government responsible for consumer protection in the financial
sector. Its jurisdiction includes banks, credit unions, securities firms, payday lenders,
mortgage-servicing operations, foreclosure relief services, debt collectors and other
financial companies operating in the United States.
Florida OFR:
Florida Department of Financial Services (FLDFS) is a state agency of Florida.
Its headquarters are in Tallahassee. In 2002 the Florida Legislature merged the
Department of Insurance, Treasury and State Fire Marshal and the Department
of Banking and Finance into one department, the Florida Department of Financial


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© 2005-2020 Stewards of Capital & Co.®   All Rights Reserved.  Florida Mortgage Lender-Servicer License # MLD1201  NMLS #: 383954


Equal Housing Lender. Stewards of Capital & Co., LLC. 8603 South Dixie Highway, Suite 218, Pinecrest FL 33156, NMLS #383954 is licensed by the Department of Corporations regulated under the Florida Office of Financial Regulation, Florida Department of Financial Services and governed by the Consumer Financial Protection Bureau.  Stewards of Capital & Co., LLC is a proud members of the Certified Financial Planning Board of Standards, (CFP®), Certified Mortgage Planning Specialist Institute (CMPS®), International Association of Registered Financial Consultants (IARFC®), Mortgage Bankers Association  (MBA), National Association of Insurance and Financial Advisors (NAIFA), and the Better Business Bureau (BBB)