STEWARDS of CAPITAL & CO.

Compliance

Conformity with the Law

NMLS Consumer Access:

 

NMLS® Consumer Access, a free service for consumers to confirm that the

financial-services company or professional with whom they wish to conduct

business is authorized to conduct business in their state

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CFPB: http://www.consumerfinance.gov/

 

The Consumer Financial Protection Bureau (CFPB) is an independent agency

of the United States government responsible for consumer protection in the financial

sector. Its jurisdiction includes banks, credit unions, securities firms, payday lenders,

mortgage-servicing operations, foreclosure relief services, debt collectors and other

financial companies operating in the United States.

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Florida OFR:

 

Florida Department of Financial Services (FLDFS) is a state agency of Florida.

Its headquarters are in Tallahassee. In 2002 the Florida Legislature merged the

Department of Insurance, Treasury and State Fire Marshal and the Department

of Banking and Finance into one department, the Florida Department of Financial

Services. 

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