top of page
Compliance: Conformity with the law

Compliance: Conformity with the law

In our view, responsible corporate governance does not only mean adherence to laws, regulations, and standards. It requires a stringent compliance system. We have defined strict rules and guidelines for our staff across the entire spectrum of our areas of activity. Through our conformity with the law, we ensure that the company, its clients and employees are protected as comprehensively as possible.

Compliance

Conformity with the Law

NMLS Consumer Access: http://nmlsconsumeraccess.org
 
NMLS® Consumer Access, a free service for consumers to confirm that the
financial-services company or professional with whom they wish to conduct
business is authorized to conduct business in their state
​
CFPB: http://www.consumerfinance.gov/
 
The Consumer Financial Protection Bureau (CFPB) is an independent agency
of the United States government responsible for consumer protection in the financial
sector. Its jurisdiction includes banks, credit unions, securities firms, payday lenders,
mortgage-servicing operations, foreclosure relief services, debt collectors and other
financial companies operating in the United States.
​
Florida OFR: www.flofr.com
 
Florida Department of Financial Services (FLDFS) is a state agency of Florida.
Its headquarters are in Tallahassee. In 2002 the Florida Legislature merged the
Department of Insurance, Treasury and State Fire Marshal and the Department
of Banking and Finance into one department, the Florida Department of Financial
Services. 
​
bottom of page