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© 2005-2019 Stewards of Capital & Co.®   All Rights Reserved.  Florida Mortgage Lender-Servicer License # MLD1201  NMLSR #: 383954

 

Equal Housing Lender. Stewards of Capital & Co., LLC. 8603 South Dixie Highway, Suite 218, Pinecrest FL 33156, NMLS #383954 is licensed by the Department of Corporations regulated under the Florida Office of Financial Regulation, Florida Department of Financial Services and governed by the Consumer Financial Protection Bureau.  Stewards of Capital & Co., LLC is a proud members of the Certified Financial Planning Board of Standards, (CFP®), Certified Mortgage Planning Specialist Institute (CMPS®), International Association of Registered Financial Consultants (IARFC®), Mortgage Bankers Association  (MBA), National Association of Insurance and Financial Advisors (NAIFA), and the Better Business Bureau (BBB)

Code of Ethics & Professional Responsibility

Stewards of Capital & Co.® adopted our Code of Ethics to establish the highest principles and standards. These Principles are general statements expressing the ethical and professional ideals our employees are expected to display in their professional activities.  As such, the Principles are aspirational in character and provide a source of guidance for firm's financial professionals and clientele.

Integrity

Professional Service with Integrity

Integrity demands honesty and candor which must not be subordinated to personal gain and advantage.  Our financial professionals are placed in positions of trust by clients, and the ultimate source of that trust is our firm's personal integrity.

Allowance can be made for innocent error and legitimate differences of opinion, but integrity cannot co-exist with deceit or subordination of one’s principles.

Objectivity

Professional Service with Objectively​

Objectivity requires intellectual honesty and impartiality. Regardless of the particular service rendered or the capacity in which our financial professional functions, they should protect the integrity of their work, maintain objectivity and avoid subordination of their judgment.

Competance

Providing professional services competently

Attaining and maintaining an adequate level of knowledge and skill, and application of that knowledge and skill in providing services to our clients. We have the wisdom to recognize our limitations of that knowledge, and when consultation with other professionals is appropriate or referral to other professionals necessary.

At Steward of Capital & Co.® make a continuing commitment to learning and professional improvement.

Fairness
Be fair and reasonable and disclose conflicts of interest

Fairness requires impartiality, intellectual honesty and disclosure of material conflicts of interest. It involves a subordination of one’s own feelings, prejudices and desires so as to achieve a proper balance of conflicting interests.

Fairness is treating others in the same fashion that you would want to be treated.

Confidentiality
Protect the confidentiality of all client information

Confidentiality means ensuring that information is accessible only to those authorized to have access.  A relationship of trust and confidence with our client can only be built upon the understanding that the client’s information will remain confidential.

Professionalism requires behaving with dignity and courtesy to clients, fellow professionals, and others in business-related activities. Our executive team cooperates with fellow team members to enhance and maintain the firm's public image and improve the quality of services.

Professionalism
Act in a manner that demonstrates exemplary professional conduct.

Diligence is the provision of services in a reasonably prompt and thorough manner, including the proper planning for, and supervision of, the rendering of professional services.

Diligence

Provide professional services diligently.